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Financial Planning Association Member

Consumer Information

1. Lara, Shull & May, LLC ("LSM") is a FINRA member (CRD145589) broker/dealer firm and a registered investment advisor with the Securities and Exchange Commission ("SEC")(8-67776).To review of copy of the FINRA Manual, click here. A copy of the Municipal Securities Rulemaking Board's (MSRB) Manual is available for review at www.msrb.org. Manual copies are available for review at 7600 Leesburg Pike, Suite 120 East, Falls Church, VA 22043.

2. Lara, Shull & May, LLC is a fully disclosed, introducing broker/dealer using RBC Correspondent Services, a division of RBC Capital Markets LLC (Member NYSE/FINRA/SIPC), as the primary clearing broker/dealer and custodian.

3. Both representatives and advisors may only transact business in a particular state after licensure or satisfying the qualification requirements of that state, or only if they are excluded or exempted from the state's broker-dealer, investment adviser, BD representative or advisor requirements, as the case may be.For information concerning the license status or disciplinary history of a broker-dealer, agent, registered investment advisor firm or advisor, a consumer may conduct an online FINRA BrokerCheck or contact his or her state securities administrator.

4. Lara, Shull & May, LLC, Member of SIPC. All clients may obtain information about SIPC by contacting SIPC at (202)371-8300 or www.sipc.org

5. Firm Disclosures
Privacy Statement, Form ADV Part II Brochure,   2010 Annual Report,   & Disclosure of Business Continuity Plan. Per FINRA Rule 3510. If you would like to request a copy by mail, please contact us at 1-800-842-8834, 703-827-2300 or information@lsmfinancial.com. To view RBC Correspondent Service's BCP disclosure visit www.rbc.com.

6. The U.S. Securities and Exchange Commission’s Rule 606 requires broker-dealers that route orders in certain equity and option securities to make available quarterly reports that present a general overview of their routing practices. As an introducing broker-dealer, Lara, Shull & May, LLC utilizes the trade execution services of its clearing firm, RBC Correspondent Services whose order routing statistics are viewable through this link: RBC CS Order Handling Disclosure Report click here

7.Your LSM Representative is available to service your account and answer any questions or concerns that you may have. In the unfortunate event that you wish to submit a complaint please contact the proper individual as follows: Lara, Shull & May, LLC  Attn:Jennifer L Szaro at 7600 Leesburg Pike, Suite 120 East, Falls Church, VA 22043, call 703-827-2300 or email information@lsmfinancial.com.

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